-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U50p44AdxRBEqX9StYXb0tVwVbEDI+4UBKvPnDMiYAWKv3rlchlC3ddSBJ0YyN0t Bl7/C8erixgxoMcsXImL6Q== 0001021387-00-000018.txt : 20000215 0001021387-00-000018.hdr.sgml : 20000215 ACCESSION NUMBER: 0001021387-00-000018 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIME WARNER TELECOM INC CENTRAL INDEX KEY: 0001057758 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841500624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57821 FILM NUMBER: 543842 BUSINESS ADDRESS: STREET 1: 5700 S QUEBEC ST CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3035661000 MAIL ADDRESS: STREET 1: 5700 S QUEBEC ST CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TIME WARNER INC/ CENTRAL INDEX KEY: 0001021387 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 133527249 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: TIME & LIFE BLDG ROCKFELLER CENTER STREET 2: 75 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124848000 MAIL ADDRESS: STREET 1: TW INC STREET 2: 75 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: TW INC DATE OF NAME CHANGE: 19960822 SC 13G 1 TIME WARNER INC. OWNERSHIP REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ______________ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSANT TO RULES 13d-1(b), (c), AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. ___ )* Time Warner Telecom Inc. ____________________________________________________ (Name of Issuer) Class A Common Stock, par value $.01 per share _______________________________________________ (Title of Class of Securities) 887319101 _________________________________ (CUSIP Number) May 10, 1999 _______________________________________________________ (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-(c) /x/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G =============================================================================== CUSIP No. 887319101 Page 2 of 5 Pages ________ ======= =========== =========================================================== =============================================================================== 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Time Warner Inc. 13-3527249 - -------- ---------------------------------------------------------------------- - -------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a / / b / / - -------- ---------------------------------------------------------------------- - -------- ---------------------------------------------------------------------- 3 SEC USE ONLY - -------- ---------------------------------------------------------------------- - -------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ======== ====================================================================== =========================== ======= =========================================== 5 SOLE VOTING POWER 50,363,739 shares of NUMBER OF SHARES Class B Common Stock (1) BENEFICIALLY ------- --------------------------------------------------- OWNED ------- --------------------------------------------------- BY EACH REPORTING 6 SHARED VOTING POWER 0 (2) PERSON WITH ------- --------------------------------------------------- ------- --------------------------------------------------- 7 SOLE DISPOSITIVE POWER 50,363,739 shares of Class B Common Stock (1) ------- --------------------------------------------------- ------- --------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 =============================================================================== ========= ===================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 50,363,739 shares of Class B Common Stock (1,2) - ------- --------------------------------------------------------------------- - ------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------- ---------------------------------------------------------------------- - ------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 68.4% (3) - --------- -------------------------------------------------------------------- - --------- -------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC ========= ===================================================================== *SEE INSTRUCTIONS BEFORE FILLING OUT! _______________ (1) Each share of Time Warner Telecom Inc. ("Time Warner Telecom") Class B Common stock is currently convertible on a share for share basis into Time Warner Telecom's Class A Common Stock. (2) See response to Item 4(c)(ii). (3) Calculated pursuant to Rule 13d-3(d). CUSIP No. 887319101 Page 3 of 5 Pages _________ Item 1(a) Name of Issuer Time Warner Telecom Inc. ("Time Warner Telecom") ________________________________________________ Item 1(b) Address of Issuer's Principal Executive Offices: Park Ridge One 10475 Park Meadows Drive Littleton, CO 80124 Item 2(a) Name of Person Filing: Time Warner Inc. ________________ Item 2(b) Address of Principal Business Office or, if None, Residence: 75 Rockefeller Plaza New York, NY 10019 Item 2(c) Citizenship: Delaware Item 2(d) Title of Class of Securities: Class A Common Stock*, par value $.01 per share _______________________________________________ Item 2(e) CUSIP Number: 887319101 _________ ________________ * Time Warner Inc. is the beneficial owner of Time Warner Telecom Class B Common Stock, par value $.01 per share which is currently convertible on a share for share basis into Time Warner Telecom's Class A Common Stock, par value $.01 per share. CUSIP No. 887319101 Page 4 of 5 Pages _________ Item 3. If This Statement is filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) / / Broker or dealer registered under Section 15 of the Exchange Act. (b) / / Bank as defined in Section 3(a)(6) of the Exchange Act. (c) / / Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) / / Investment company registered under Section 8 of the Investment Company Act. (e) / / An investment adviser in accordance with Rule 13d-1 (b)(1) (ii)(E); (f) / / An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) // A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. / / Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1. (a) Amount beneficially owned: 50,363,739 shares of Class B Common Stock (1) _____________________________________________ (b) Percent of Class: 68.4% (2) ______ (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 50,363,739 shares of Class B Common Stock (1) , _______________________ (ii) Shared power to vote or to direct the vote 0 (3) , ___________________ (iii) Sole power to dispose or to direct the disposition of 50,363,739 shares of Class B Common Stock (1) ___________________________________________, (iv) Shared power to dispose or to direct the disposition of 0 , __________________ ______________ (1) Time Warner Inc. is the beneficial owner of Time Warner Telecom Class B Common Stock which is currently convertible on a share for share basis into Time Warner Telecom's Class A Common Stock. (2) Calculated pursuant to Rule 13(d)-3(d). (3) Solely as a result of an agreement among Time Warner Inc., MediaOne of Colorado, Inc., and Advance/Newhouse Communications to vote their shares in favor of each others' directors pursuant to a Stockholders Agreement dated as of May 10, 1999 (the "Stockholders Agreement"), Time Warner Inc. may be deemed the beneficial owner of 15,313,342 shares of Class B Common Stock owned by MediaOne of Colorado, Inc. and 15,572,919 shares of Class B Common Stock owned by Advance/Newhouse Communications. Time Warner Inc. disclaims beneficial ownership of the shares covered by the Stockholders' Agreement and owned by MediaOne of Colorado, Inc. and Advance/Newhouse Communications. CUSIP No. 887319101 Page 5 of 5 Pages _________ Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. The Class B Common Stock is held by the following direct or indirect subsidiaries of Time Warner Inc: Warner Communications Inc. CO 22,510,784 American Television and Communications Corporation CO 15,469,415 Time Warner Companies, Inc. CO 3,367,609 FibrCOM Holdings, LP PN 4,875,000 TW/TAE Inc. CO 3,367,609 Paragon Communications PN 773,322 Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certifications. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2000 Time Warner Inc. By: /s/Christopher P. Bogart ___________________________ Name: Christopher P. Bogart Title: Executive Vice President, General Counsel & Secretary -----END PRIVACY-ENHANCED MESSAGE-----